Nationwide // Investigations & Risk Management
Discreet, thorough, and legally defensible intelligence for individuals, counsel, and organizations — delivered by licensed investigators anywhere in the country.
Every engagement is built around a single question: what do you actually need to know to make the next decision? We scope the work to that question, run it with disciplined tradecraft, and hand back findings that hold up under scrutiny.
Our teams pair traditional field investigation with modern open-source and digital methods, so you get the full picture without the noise — documented, sourced, and ready for whatever comes next.
Built for Insurance Carriers & Defense Counsel // Insurance Fraud · SIU
Insurance fraud is INTEGRIT's core discipline. For carriers, TPAs, self-insured employers, and defense counsel, we deliver surveillance, claimant intelligence, and SIU support built to survive claims review, examinations under oath, and trial — handled by one accountable point of contact and worked the same way on every file, in every state.
Surveillance and activity verification that tests a comp claim against what the claimant actually does — capacity versus stated restrictions, undisclosed work, and the inconsistencies that decide a file.
Workers' compensation is where INTEGRIT does its most volume, and where surveillance pays for itself fastest. We document a claimant's real-world activity and functional capacity against the alleged injury and restrictions, discreetly and on a timeline that fits the claim.
Functional-capacity documentation over time on short- and long-term disability claims — the sustained, dated record carriers need on the claims that run longest and cost most.
Disability and LTD claims carry the longest tail and the largest reserves. INTEGRIT builds a dated record of a claimant's activity and functional capacity over time, so the carrier's decision rests on documented reality rather than self-report.
Scene, witness, and claimant investigation on auto, premises, and general-liability claims — including the staged-accident and exaggeration indicators that separate real injuries from manufactured ones.
Bodily-injury and liability claims turn on facts gathered early. INTEGRIT investigates the scene, the witnesses, and the claimant so the carrier and defense counsel know what actually happened — and can recognize staging, exaggeration, or organized activity when it's there.
Arising-out-of and course-of-employment investigations with timeline reconstruction and recorded statements — the compensability facts a carrier needs before a claim is accepted or denied.
Compensability questions have to be answered fast and on the record. INTEGRIT reconstructs the timeline of an alleged injury, secures recorded statements from the claimant, employer, and witnesses, and documents whether the injury arose out of and in the course of employment.
Referral triage, desktop and field investigation, claims-history review, and reporting built to satisfy state anti-fraud plan requirements — a true extension of your SIU, not just a surveillance vendor.
INTEGRIT works as an extension of carrier SIU units: taking referrals, triaging them, running the desktop and field work, and delivering reporting that meets state anti-fraud plan and regulatory requirements. One point of contact handles your referrals the same way, every time, nationwide.
Lawful, documented digital intelligence on claimants — activity, travel, employment, and associations — preserved for the file and integrated with the field investigation.
A claimant's digital footprint often tells the story the claim doesn't. INTEGRIT's analysts lawfully collect, verify, and preserve open-source and social media intelligence on claimants, then integrate it with surveillance so the file carries a complete, corroborated picture.
Vendor Panel // INTEGRIT Due Diligence Package
Carrier and SIU vendor panels shouldn't take months of back-and-forth. INTEGRIT maintains a current due diligence package assembled specifically for panel onboarding, so your vendor-management and SIU teams can vet and approve us in one pass. Request it and we'll send the complete package the same business day.
Request the Due Diligence PackageCustody, cohabitation, conduct, and civil-litigation evidence — documented by experienced field investigators with time- and date-stamped video, gathered lawfully and in coordination with counsel so it holds up in court. Insurance and SIU surveillance is covered in our dedicated Insurance Carriers & Defense Counsel section.
Family law and civil matters turn on what can be proven. INTEGRIT's investigators document a subject's activity, associations, and routine discreetly and lawfully — no trespass, no unlawful recording — and deliver time-stamped evidence that stands up in court. We coordinate with your attorney from the first call so the evidence is gathered the right way and is admissible when it matters.
We collect and analyze open-source and digital footprints — social, public records, breach data, and beyond — to surface connections, verify identities, and map risk. Structured collection, careful analysis, and sourcing you can trace back.
A remarkable amount of decisive information is already public — if you know how to find it, verify it, and connect it. Our analysts run structured open-source collection across social platforms, public records, corporate filings, court dockets, and lawfully obtained breach data to build a sourced intelligence picture without ever touching private systems.
When something doesn't add up, we trace it. Asset identification, financial-history reconstruction, and fraud analysis that gives you — and your counsel — a documented basis for recovery, litigation, or a quiet resolution. For matters that require forensic accounting, INTEGRIT retains Certified Fraud Examiners (CFEs) through our 400+ investigator alliance to conduct the forensic examination alongside our investigators.
When the numbers stop making sense, we reconstruct the picture. INTEGRIT traces assets, follows financial trails, and documents fraudulent activity so you and your counsel have a defensible basis for recovery, litigation, or a quiet resolution.
Where a matter calls for forensic accounting, INTEGRIT retains Certified Fraud Examiners (CFEs) as part of our 400+ investigator alliance. The CFE conducts the forensic accounting examination — reconstructing books, tracing funds, and quantifying loss — while INTEGRIT's investigators run the field, records, and OSINT work, so you get one coordinated engagement rather than two vendors.
We go past the database summary. Every finding is confirmed against primary sources, so you know what's real before you hire, invest, partner, or trust. Pre-employment, executive, and relationship due diligence handled with care and compliance.
A database summary is a starting point, not an answer. We verify what matters against primary sources so you can hire, invest, partner, or trust with confidence — and stay compliant while doing it.
Before a deal, a partnership, or a hire, we build the intelligence picture: entity structures, reputational history, litigation, and hidden connections. Clear, sourced reporting that lets leadership move forward with confidence — or walk away early.
Before you sign, fund, or partner, you should know exactly who and what you're dealing with. We build the intelligence picture around an entity and its principals — structure, history, litigation, reputation, and the connections that never make it onto a pitch deck.
RIA / OSJ Compliance // 3-Minute Briefing
A dramatized composite walkthrough of how INTEGRIT's investigative diligence supports FINRA Rule 3110 and SEC Rule 206(4)-7 supervision — from baseline due diligence through monthly intelligence, quarterly reporting, and annual review.
Built for Investment Firms // RIA · Private Equity
Registered investment advisors and private equity teams carry a duty to know exactly who and what they're putting capital and client trust behind. We give you that certainty — pre-investment, pre-close, and on an ongoing basis.
Every engagement is scoped to your process and timeline, with sourced, defensible reporting your investment committee, LPs, and compliance team can rely on.
Discuss an EngagementIndependent vetting of principals, sponsors, and deal counterparties before capital moves — the picture behind the pitch deck.
Before capital moves, you need an independent read on the people and entities behind the opportunity — not the version in the pitch deck. INTEGRIT builds a sourced picture of sponsors, principals, and counterparties so your investment committee decides on facts, not first impressions.
Deep background on founders and executives: track record, undisclosed litigation, and reputational red flags that affect the thesis.
The team is usually the thesis. We investigate founders and executives in depth — track record, credibility, undisclosed history, and the reputational signals that shape whether a company can actually execute.
Source-of-wealth and LP/investor screening that supports AML, KYC, and your firm's regulatory obligations.
Regulatory obligations and LP expectations increasingly demand more than a name-screen. We run enhanced due diligence and KYC that stands up to compliance review — source-of-wealth, beneficial ownership, sanctions, and PEP exposure.
Ongoing intelligence on portfolio companies and key people, so emerging risk reaches you before it reaches your returns.
Diligence at entry is only the first look. We provide ongoing intelligence on portfolio companies and their key people, so emerging risk reaches you before it reaches your returns.
When the numbers don't reconcile, we trace assets and reconstruct financial history to protect the fund and support recovery.
When performance doesn't reconcile with reality, we trace it. INTEGRIT identifies assets, reconstructs financial history, and documents fraud so the fund can protect capital and support recovery or litigation.
Entity structures, hidden affiliations, and litigation exposure — mapped and sourced before you sign or fund.
Some risk never shows up in a data room. We map an entity's reputation, hidden affiliations, and litigation exposure before you sign or fund — so surprises don't arrive after the wire.
Regulatory Brief // FINRA Rule 3290
On September 15, 2026, the SEC approved FINRA Rule 3290 (Outside Activities Requirements), consolidating and replacing Rule 3270 (Outside Business Activities) and Rule 3280 (Private Securities Transactions). The new rule focuses supervision on investment-related activity and removes FINRA's baseline notice and assessment requirements for non-investment outside activities. FINRA has not yet set an effective date — Rules 3270 and 3280 remain in force until it does — but the shift is coming, and the time to prepare for it is before it lands.
In a hybrid RIA/OSJ model, the broker-dealer has long caught undisclosed outside business and "selling-away" risk through the broad disclosure net of Rules 3270 and 3280. As that net narrows to investment-related activity, the obligation moves from the representative's duty to disclose to the firm's duty to detect. Supervisory systems and written supervisory procedures under FINRA Rule 3110 now carry the weight of identifying what registered persons are no longer required to volunteer. Adopt the lighter baseline without independent diligence, and the blind spot opens exactly where undisclosed advisory activity and outside dealing live.
INTEGRIT's investigative diligence closes that gap: independent verification of outside activities, undisclosed affiliations, and selling-away risk, built to sit alongside your Rule 3110 supervisory system rather than replace it.
Discuss supervisory coverageSource: U.S. Securities and Exchange Commission approval of FINRA Rule 3290 (Outside Activities Requirements), September 15, 2026, under FINRA's "FINRA Forward" initiative. Rule 3290 replaces Rules 3270 and 3280; its effective date is pending a FINRA Regulatory Notice, and Rules 3270 and 3280 remain in effect until then. Provided for general information only; not legal or compliance advice.
Client Testimonials // What People Are Saying
INTEGRIT Risk has provided our firm with case closing evidence, multiple times which resulted in claims being denied and several prosecuted criminally. Carroll is a consummate professional and the investigators are top-notch.
INTEGRIT works our files with professionalism and great care. Their investigators are well practiced and get the video. I’ve rarely been as impressed as I am with this company. Solid, reliable results!
The staff at INTEGRIT always keep me in the loop on our cases and bring news, good and, at times, bad, immediately and offer solutions. They have saved my clients time and money, and in court, testimony is always unimpeachable. Highly recommend Mark and his crew on any domestic or civil law matter.
Mark Carroll is a professional at what he does. He sincerely cares about the people he is helping.
Mark and his team were quick and efficient in handling our casework and they provided a solid final work product for our client. Additionally, Mark has always been willing to provide assistance and direction as a resource for other investigative needs.
Confidential Consultation
Reach out to one of our investigators and let us know how we can help protect you, your family, or your business. Every conversation is confidential.